Carlos Lane
CEO & CCO
Mr. Lane is a licensed attorney and has 20 years of experience advising M&A boutiques, investment bankers, and consulting firms in areas of cross border M&A, litigation, including JAMS arbitration, securities regulation, employment law. Mr. Lane has a B.A. from UCLA and a J.D. from The George Washington University School of Law.
He holds FINRA Series 7, 79, 82, 63, & 24 licenses.
Walter Costenbader
FINOP
Walter has 28 years of experience serving as Chief Compliance Officer and FINOP for numerous broker dealers around the country.
He holds FINRA Series 7, 24, and 27 licenses.
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Rachel Taylor Lane
Compliance Associate
Rachel has 25 years of experience in investment banking and accounting industries having served as a Controller for a consulting firm, an investment bank and a CPA firm. She has a B.A. from Georgetown University and a Certificate in Accounting from UCLA.