A compliance team with years of experience.
Our team of compliance professionals has over 40 years of combined experience advising bankers and finance professionals who in turn advise on the sale of companies, acquisition of businesses and raising debt and equity. We understand that in order to be successful your focus needs to be on bringing in business and on getting deals done.
Founder, CEO and Chief Compliance Officer of Ceiba Financial. Mr. Lane is a licensed attorney and has 16 years of experience advising M&A boutiques, investment bankers and consulting firms on a wide range of legal matters. Mr. Lane has a B.A. from UCLA and a J.D. from The George Washington University School of Law. He holds FINRA Series 79, 82, 63, & 24 licenses.
Compliance Officer and FINOP. Mr. Costenbader has 25 years of experience in the securities industry serving as Chief Compliance Officer and FINOP for numerous broker dealers around the country. He holds FINRA Series 7, 24, and 27 licenses.