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Broker Dealer Platform Serving Independent Investment Bankers And M&A Advisors.

Ceiba Financial provides securities licensing sponsorship to independent investment bankers and provides M&A advisory and capital raising services to middle market companies.

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FINRA Sponsorship for Investment Banker

​​Ceiba Financial is an investment banking firm headquartered in Orange County, California that provides transactional M&A advisory and private placement advisory services to middle market companies in a variety of industries across the globe.

 

​​For independent investment bankers and boutique M&A firms, Ceiba offers one of the most affordable broker dealer platforms allowing bankers to get registered with FINRA, SEC and various U.S. state securities regulators. 

 

​​Ceiba Financial is a member of FINRA & SIPC and has branch offices across the United States. 

Carlos Lane, CEO 

Broker Dealer Platform

Ceiba’s broker dealer platform is an ideal and cost effective solution for M&A boutiques wanting their investment bankers to be complaint with federal and state securities laws.

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Affordable Fixed Fees.

 

03

Experienced Management.

 

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Flexible Contracts Including Month To Month Agreements.

04

Speedy, Responsive And Easy To Work With.
 

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Investment Banking Affiliation

Investment Banking Services

Ceiba Financial provides the following investment banking services to middle market companies.

Divestiture and Acquisitions Advisory

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Private Placement of Debt and Equity

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Strategic Advisory

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Fairness Opinions

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