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Broker Dealer Platform Serving Independent Investment Bankers And M&A Advisors.

Ceiba Financial provides securities licensing sponsorship to independent investment bankers and provides M&A advisory and capital raising services to middle market companies.

FINRA Sponsorship for Investment Banker

​Ceiba Financial is an investment banking firm headquartered in Orange County, California that provides transactional M&A advisory and private placement advisory services to middle market companies in a variety of industries across the globe.


​​For independent investment bankers and boutique M&A firms, Ceiba offers one of the most affordable broker dealer platforms allowing bankers to get registered with FINRA, SEC and various U.S. state securities regulators. 


​​Ceiba Financial is a member of FINRA & SIPC and has branch offices across the United States. 

Carlos Lane, CEO 

Broker Dealer Platform

Ceiba’s broker dealer platform is an ideal and cost effective solution for M&A boutiques wanting their investment bankers to be complaint with federal and state securities laws.


Affordable Fixed Fees.



Experienced Management.



Flexible Contracts Including Month To Month Agreements.


Speedy, Responsive And Easy To Work With.

Investment Banking Affiliation

Investment Banking Services

Ceiba Financial provides the following investment banking services to middle market companies.

Divestiture and Acquisitions Advisory

Private Placement of Debt and Equity

Strategic Advisory

Fairness Opinions

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